Authorisation
Tantinet can assist you to identify whether or not your business is or will be performing any regulated activities. If your firm decides to apply for authorisation, we can assist in submitting the license application and responding to the enquiries raised by regulators during the application process. ​
Regulatory
Compliance
On-going Support
Tantinet provides ongoing compliance support to its financial institution clients by establishing and maintaining a robust internal compliance system to meet regulatory requirements. Our support includes:
Regulatory advisory
Compliance declaration and returns
Independent review and assessment
Compliance training
Policies and procedures
Compliance Audit
Tantinet offers compliance screening services and carries out independent reviews to make sure your business systems, controls, policies and procedures are up to date. Depending on the level of scrutiny you require, our compliance screening covers:
Systems and controls
Compliance manual and policies
Compliance monitoring
Conduct of business
Prudential standards
Client money and assets
Product governance
Fitness and propriety
Supervision
Complaints
Due Dilligence
Tantinet provides due diligence services with detailed insights about whom you will engage in business relationships, including customers, suppliers and investment opportunities. We examine the targets in accordance with the scope agreed with you to highlight important issues and uncover the risk, with focuses on:
Company background checks
AML / CTF / advise media / sanction checks
Due diligence in M&A of regulated business, including HR, financial, legal and compliance