top of page

Authorisation

Tantinet can assist you to identify whether or not your business is or will be performing any regulated activities. If your firm decides to apply for authorisation, we can assist in submitting the license application and responding to the enquiries raised by regulators during the application process. ​

Our-Story.png

Regulatory
Compliance

On-going Support

Tantinet provides ongoing compliance support to its financial institution clients by establishing and maintaining a robust internal compliance system to meet regulatory requirements. Our support includes:

Regulatory advisory

Compliance declaration and returns

Independent review and assessment

Compliance training

Policies and procedures

Corp Support.jpg

Compliance Audit

Tantinet offers compliance screening services and carries out independent reviews to make sure your business systems, controls, policies and procedures are up to date. Depending on the level of scrutiny you require, our compliance screening covers:

Systems and controls

Compliance manual and policies

Compliance monitoring

Conduct of business

Prudential standards

Client money and assets

Product governance

Fitness and propriety

Supervision

Complaints

Due Dilligence

Tantinet provides due diligence services with detailed insights about whom you will engage in business relationships, including customers, suppliers and investment opportunities. We examine the targets in accordance with the scope agreed with you to highlight important issues and uncover the risk, with focuses on:

Company background checks

AML / CTF / advise media / sanction checks

Due diligence in M&A of regulated business, including HR, financial, legal and compliance

bottom of page